Financial Crime Audit Manager
Description:
- Conduct design and operating effectiveness audits on our clients that require annual independent testing
- Presenting findings and observations to client senior management or areas of improvement
- Develop financial crime risk and control matrices to cover the Investment Adviser AML and CFT rule
- Manage Passthrough’s AML audit platform
- Ability to articulate complex investment strategies and financial crime risk
- Provide feedback to management and engineering to help improve Passthrough for internal and external users.
Requirements:
- Self-starter and self-motivated to hit deadlines without micromanagement
- Prior anti-financial crime audit experience with a regulated institution leading audit engagements
- Strong knowledge of the Bank Secrecy Act and Anti-Money Laundering Act of 2020, specifically how to test anti-financial crime risks
- Familiarity with due diligence screening tools (i.e., ComplyAdvantage, LexisNexis, etc.)
- Certified Anti-Money Laundering Specialist certification, preferably with the CAMS-Audit designation
- Expertise in providing management action plans for applicable audit findings and observations discovered during audits
Benefits:
- Competitive salary - $140,000 - $150,000 per year
- Remote work
- Passthrough stock options
- Health, dental, and vision insurance
- Annual health & wellness stipend
- 401k contribution program with matching
- Life insurance
- PTO & unlimited sick leave
- Parental leave
Apply Job!
Apply to this Job